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Industry publications frequently recognize HarbourVest as a leading private equity manager.
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Internal Controls
A strong reputation is built on a solid structure.
As the steward of assets for institutional investors around the globe, HarbourVest operates in a strictly controlled environment and has invested significant resources in the financial management and administration of its investment programs. Our internal control system is intertwined with all aspects of operations and is representative of the values, competence, and integrity of the firm and our team.
HarbourVest’s managing directors have created a control framework for the organization through:
- the implementation of a formal organization structure that fosters extensive communication between departments
- formation of various governance and operations committees
- establishment of formal policies and procedures that identify risks and monitor activities and compliance with controls
Over the years, HarbourVest has set a positive tone at the top of the organization, enhancing the integrity and culture of our firm and its professionals. The firm has been registered with the U.S. Securities and Exchange Commission under the Investment Advisers Act of 1940 since its formation. HarbourVest has completed and receives annually a Type II SSAE 16 (formerly SAS 70 Report) which includes a report from its auditors that the internal controls exist, are properly designed and are functioning as prescribed for the entire time period identified. The Company is one of the first independently-owned private equity managers to issue a SSAE 16/SAS 70 Report, highlighting HarbourVest's goal of providing best-in-class control and compliance.
