Deputy Chief Compliance Officer
The Deputy Chief Compliance Office (CCO) is responsible for assisting with all aspects of the Firm’s compliance with all of the rules and regulations to which the company is subject on a global basis. This includes, but is not limited to, the Securities Exchange Commission (SEC), the UK Financial Services Authority (FSA), Hong Kong Securities and Futures Commission (SFC), Ontario Securities Commission, Japan Financial Services Authority, and Korea Financial Supervisory Service. The Deputy CCO will also manage two compliance professionals.
BS/BA or equivalent, Law Degree preferred but not required
7-10 years, Regulatory experience ideally in Private EquitySubmit Resumé